eFinancialCareers

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Senior Compliance Officer (Broker Dealer Specialist)	Metropolitan West Asset Management Competitive and commensurate with experi...	Los Angeles, CA	06 Nov 09

The Senior Compliance Officer assists the CCO with compliance activities related to the firm’s limited purpose...

Compliance Assessment - Associate	Morgan Stanley not disclosed	USA-NY-New York City	06 Nov 09

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Fixed Income Regulatory Oversight/Surveillance Officer	Morgan Stanley not disclosed	USA-NY-New York City	06 Nov 09

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Sales and Trading Compliance Strategic Projects Associate	Morgan Stanley not disclosed	USA-NY-New York City	06 Nov 09

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Equity and Prime Brokerage - Regulatory Oversight/Surveillance Officer	Morgan Stanley not disclosed	USA-NY-New York City	06 Nov 09

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Head of Interest Rate and Currency Products Compliance	Morgan Stanley not disclosed	USA-NY-New York City	06 Nov 09

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Sr. Business Leader, Revenue Systems	Visa Competitive	Foster City, CA	04 Nov 09

The Senior Business Leader position within the Finance Systems Strategy will be responsible for managing a tea...

Business Leader, Client Incentives	Visa Competitive	Foster City, CA	04 Nov 09

Provide leadership and operational excellence in managing the North America Client Incentive obligations, with...

Compliance Analyst III	BNY Mellon Asset Management negotiable	Pittsburgh, PA	03 Nov 09

The incumbent will assist the Compliance Manager with compliance monitoring and reporting for BNY Cash Investm...

Paralegal/Transactional Documentation Negotiator	Barclays Global Investors (US) Market Competitive	San Francisco, CA, 94105	24 Sep 09

The candidate would be responsible primarily for the preparation, negotiation and maintenance of documentation...

Legal Counsel – Family Office	Robert Half Middle East Attractive Salary	UAE-Dubai	08 Nov 09

Our client is a multi-client Sovereign-affiliated private investment office within the Dubai International Fin...

Regulatory Analyst	Wellington Management Company, LLP Competitive	China-Hong Kong	08 Nov 09

Regulatory Analyst

Operational Risk - London and New York	Hudson £££ Competitive	UK-London	06 Nov 09

My client is looking to hire an Operational Risk Manager to manage a team across London and New York. The rol...

Operational Risk Manager, London & Edinburgh	Morgan McKinley Group Ltd up to £55k	UK-London	06 Nov 09

My client is looking to bring on a Risk Manager to ensure the Operational and Regulatory Risk Management frame...

Specialist Compliance Policies, Finance, Munich	Huxley Associates Negotiable	Germany-Bavaria	06 Nov 09

About the company: On behalf of our client, a g...

Actuarial Project Director - Life/Non-Life Actuary	Hanover Search and Selection Limited circa £120,000	UK-London	06 Nov 09

* An exceptional opportunity has arisen for two Project Directors to join a leading independent regulatory aut...

Senior Tax Specialist - Funds	Fast (Luxembourg) not disclosed	Luxembourg	06 Nov 09

Senior Tax Specialist - Funds: Are you an investment fund tax expert with good people management skills ? A t...

Company Administrator/Secretary 2 yrs experience	Fast (Luxembourg) not disclosed	Luxembourg	06 Nov 09

Our Client is an independent trust company and their core activities are the incorporation, management and ad...

Assistant Compliance Officer	Fast (Luxembourg) not disclosed	Luxembourg	06 Nov 09

Need a challenge? Are you an enthusiastic and vibrant individual with at least 2 years compliance within the f...

Company secretary - Assistant Manager - 12 months	Fast (Luxembourg) not disclosed	Luxembourg	06 Nov 09

Do you have over 5 years company secretarial experience and are open to consider a 12 months CDD to cover mate...

Fraud Strategy manager	Royal Bank of Scotland £packages to attract the best	UK-London	06 Nov 09

How would you like to be part of one of the most exciting business areas within RBS right now?

Group Financial Accountant	ASA Recruitment Competitve and negoitable salary	UK-Channel Islands	06 Nov 09

Award winning and one of the leading legal and fiduciary services firms is currently seeking a Group Financial...

Senior Accounting Services Officer	ASA Recruitment competitive salary and negotiable based...	UK-Channel Islands	06 Nov 09

Award winning and one of the leading legal and fiduciary services firms is currently seeking a Senior Accounti...

Internal Audit Manager	Morgan McKinley Negotiable depending on experience	China-Hong Kong	06 Nov 09

Our Client, a Financial Instituition, is looking for Audit Managers

Team Leader - RMF Onboarding	Standard Chartered Bank Competitive	UK-South East	06 Nov 09

Documentation

Compliance Officer	Hudson Singapore Attractive remuneration	Singapore	06 Nov 09

Our client is an established hedge fund with headquarter in Asia and have just opened its Singapore office as ...

Document Negotiator, International Bank	Ambition Excellent Compensation and Benefits	China-Hong Kong	06 Nov 09

Exciting New Opportunity for a experienced Documenation Negotiator to join a well established team!

Trade Surveillance Professional	Ambition Highly Competitive Salary Package	China-Hong Kong	06 Nov 09

Surveillance focused Core Compliance role with a leading International Bank

Regional Audit VP, Global Financial Institution	Profile Search & Selection Competitive salary and bonus plus reloca...	Singapore	06 Nov 09

Our client is a global financial institution with its Asian headquarters in Singapore seeking to hire an exper...

Office of the General Counsel - Vice President/Executive Director - Compliance Director	JPMorgan Chase not disclosed	China-Other Cities	06 Nov 09

See job description below

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