| Senior Compliance Officer (Broker Dealer Specialist) | Metropolitan West Asset Management Competitive and commensurate with experi... | Los Angeles, CA | 06 Nov 09 |
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The Senior Compliance Officer assists the CCO with compliance activities related to the firm’s limited purpose...
| Compliance Assessment - Associate | Morgan Stanley not disclosed | USA-NY-New York City | 06 Nov 09 |
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See job description below
| Fixed Income Regulatory Oversight/Surveillance Officer | Morgan Stanley not disclosed | USA-NY-New York City | 06 Nov 09 |
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See job description below
| Sales and Trading Compliance Strategic Projects Associate | Morgan Stanley not disclosed | USA-NY-New York City | 06 Nov 09 |
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See job description below
| Equity and Prime Brokerage - Regulatory Oversight/Surveillance Officer | Morgan Stanley not disclosed | USA-NY-New York City | 06 Nov 09 |
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| Head of Interest Rate and Currency Products Compliance | Morgan Stanley not disclosed | USA-NY-New York City | 06 Nov 09 |
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| Sr. Business Leader, Revenue Systems | Visa Competitive | Foster City, CA | 04 Nov 09 |
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The Senior Business Leader position within the Finance Systems Strategy will be responsible for managing a tea...
| Business Leader, Client Incentives | Visa Competitive | Foster City, CA | 04 Nov 09 |
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Provide leadership and operational excellence in managing the North America Client Incentive obligations, with...
| Compliance Analyst III | BNY Mellon Asset Management negotiable | Pittsburgh, PA | 03 Nov 09 |
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The incumbent will assist the Compliance Manager with compliance monitoring and reporting for BNY Cash Investm...
| Paralegal/Transactional Documentation Negotiator | Barclays Global Investors (US) Market Competitive | San Francisco, CA, 94105 | 24 Sep 09 |
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The candidate would be responsible primarily for the preparation, negotiation and maintenance of documentation...
| Legal Counsel – Family Office | Robert Half Middle East Attractive Salary | UAE-Dubai | 08 Nov 09 |
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Our client is a multi-client Sovereign-affiliated private investment office within the Dubai International Fin...
| Regulatory Analyst | Wellington Management Company, LLP Competitive | China-Hong Kong | 08 Nov 09 |
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Regulatory Analyst
| Operational Risk - London and New York | Hudson £££ Competitive | UK-London | 06 Nov 09 |
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My client is looking to hire an Operational Risk Manager to manage a team across London and New York. The rol...
| Operational Risk Manager, London & Edinburgh | Morgan McKinley Group Ltd up to £55k | UK-London | 06 Nov 09 |
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My client is looking to bring on a Risk Manager to ensure the Operational and Regulatory Risk Management frame...
| Specialist Compliance Policies, Finance, Munich | Huxley Associates Negotiable | Germany-Bavaria | 06 Nov 09 |
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About the company: On behalf of our client, a g...
| Actuarial Project Director - Life/Non-Life Actuary | Hanover Search and Selection Limited circa £120,000 | UK-London | 06 Nov 09 |
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* An exceptional opportunity has arisen for two Project Directors to join a leading independent regulatory aut...
| Senior Tax Specialist - Funds | Fast (Luxembourg) not disclosed | Luxembourg | 06 Nov 09 |
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Senior Tax Specialist - Funds: Are you an investment fund tax expert with good people management skills ? A t...
| Company Administrator/Secretary 2 yrs experience | Fast (Luxembourg) not disclosed | Luxembourg | 06 Nov 09 |
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Our Client is an independent trust company and their core activities are the incorporation, management and ad...
| Assistant Compliance Officer | Fast (Luxembourg) not disclosed | Luxembourg | 06 Nov 09 |
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Need a challenge? Are you an enthusiastic and vibrant individual with at least 2 years compliance within the f...
| Company secretary - Assistant Manager - 12 months | Fast (Luxembourg) not disclosed | Luxembourg | 06 Nov 09 |
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Do you have over 5 years company secretarial experience and are open to consider a 12 months CDD to cover mate...
| Fraud Strategy manager | Royal Bank of Scotland £packages to attract the best | UK-London | 06 Nov 09 |
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How would you like to be part of one of the most exciting business areas within RBS right now?
| Group Financial Accountant | ASA Recruitment Competitve and negoitable salary | UK-Channel Islands | 06 Nov 09 |
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Award winning and one of the leading legal and fiduciary services firms is currently seeking a Group Financial...
| Senior Accounting Services Officer | ASA Recruitment competitive salary and negotiable based... | UK-Channel Islands | 06 Nov 09 |
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Award winning and one of the leading legal and fiduciary services firms is currently seeking a Senior Accounti...
| Internal Audit Manager | Morgan McKinley Negotiable depending on experience | China-Hong Kong | 06 Nov 09 |
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Our Client, a Financial Instituition, is looking for Audit Managers
| Team Leader - RMF Onboarding | Standard Chartered Bank Competitive | UK-South East | 06 Nov 09 |
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Documentation
| Compliance Officer | Hudson Singapore Attractive remuneration | Singapore | 06 Nov 09 |
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Our client is an established hedge fund with headquarter in Asia and have just opened its Singapore office as ...
| Document Negotiator, International Bank | Ambition Excellent Compensation and Benefits | China-Hong Kong | 06 Nov 09 |
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Exciting New Opportunity for a experienced Documenation Negotiator to join a well established team!
| Trade Surveillance Professional | Ambition Highly Competitive Salary Package | China-Hong Kong | 06 Nov 09 |
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Surveillance focused Core Compliance role with a leading International Bank
| Regional Audit VP, Global Financial Institution | Profile Search & Selection Competitive salary and bonus plus reloca... | Singapore | 06 Nov 09 |
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Our client is a global financial institution with its Asian headquarters in Singapore seeking to hire an exper...
| Office of the General Counsel - Vice President/Executive Director - Compliance Director | JPMorgan Chase not disclosed | China-Other Cities | 06 Nov 09 |
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See job description below